Regulatory Info
Asian Entities – Regulatory Data
| Company | LEI | Jurisdiction | Regulator – Link to Regulator Site for Entity |
| Ueda Tradition Securities Ltd | 353800GH95A67C8SIV59 | Japan |
JFSA - (Link) |
| Ueda Tradition Derivatives Ltd | 353800CVX0AWLJ0QTS47 | Japan | N/A |
| Tradition Nihon Limited | 353800JSW1T1QWZNAG94 | Japan | N/A |
| TFS Japan Limited | 549300OBRAOO0P4HIX85 | Japan | N/A |
| Ueda Tradition Holdings Ltd | Japan | N/A | |
| Tradition Japan FX Holdings Ltd | Japan | N/A | |
| Tradition Korea Limited | 254900MLKOUH26I3EW17 | Korea |
MOEF - (Link) FSC - (Link) FSS - (Link) |
| Tradition (Asia) Limited | 549300ER66BIX4KZD662 | Hong Kong |
HKMA - (Link) NFA - (Link) |
| TFS Derivatives HK Limited | 549300SQ2NWW0XDNBU68 | Hong Kong |
SFC - (Link) |
| Tradition Financial Services Philippines Inc | 254900LD0ANSL564NI70 | Philippines |
SEC - (Link) |
| Tradition Holdings (Thailand) Ltd | Thailand | N/A | |
| Tradition Brokers (Thailand) Ltd | 254900PDNZ1SF7CZIU21 | Thailand | N/A |
| Tradition Siam Brokers Ltd | 254900983KFTEF637S23 | Thailand |
BOT - (Link) |
| Tradition Fixed Income Securities Co Ltd. | 2549004OUBR0H5N26334 | Thailand |
SEC - (Link) |
| Tradition Singapore Pte ltd | 5493000ON08MFYK4XP20 | Singapore |
MAS - (Link) CFTC - (Link) |
| TFS Currencies Pte Ltd | 549300VX0P4NG30WZU37 | Singapore |
MAS - (Link) |
| Tradition Asia Pacific (Pte) Ltd | Singapore | N/A | |
| PT Tradition Indonesia | 25490045IGZHUWFQCF90 | Indonesia |
BI - (Link) OJK - (Link) |
| TFS Australia Pty Ltd | 25490019HY64XV5G6324 | Australia |
ASIC - (Link) |
| Tradition Australia Pty Ltd | 254900L64KM87QVE2A60 | Australia |
ASIC - (Link) |
| Tradition Kiwi Brokers Limited | 549300CZVHZQEPUYRL20 | New Zealand |
FSP - (Link) |
